Compliance/Supervision Consultant. Job at MARS Solutions Group, Wisconsin

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  • MARS Solutions Group
  • Wisconsin

Job Description

MARS Solutions Group is looking for a Compliance Consultant. Our client is a (Technology/Financial Services) industry leader looking for high-quality talent to make a difference. They are known to respect a traditional work week and often extend contracts for added job security and stability.

Job Description:

  • At the core of this role you ll be supporting our advisors and clients in reviewing different investment transactions (new accounts, subsequent transactions, monitoring trades) to make sure we are in compliance with regulations and company policies.
  • Don t worry, we re ready and able to teach you about compliance regulations and company policies that shape our work.
  • What we need from you is a desire to learn the technical subjects and combine that knowledge with the capabilities and experience you bring to the table.
  • What makes you a great fit for our team? Thrive as a self-directed learner with a strong sense of ownership and accountability.
  • Move quickly with enough due diligence to work with and around limited information.
  • Learn, take risks, and be open to feedback as part of personal learning and development.

Must haves:

  • Bachelor's degree
  • 2-3 years of financial industry experience
  • Series 7/24 registrations

Job Tags

Hourly pay,

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